As filed with the Securities and Exchange Commission on January 28, 2021
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Trinity Capital Inc.
(Exact name of registrant as specified in its charter)
|(State of incorporation or organization)||(IRS Employer Identification No.)|
3075 West Ray Road
|(Address of principal executive offices)||(Zip Code)|
Securities to be registered pursuant to Section 12(b) of the Act:
|Title of each class to be so registered||Name of each exchange on which each class|
is to be registered
|Common Stock, $0.001 par value per share||The Nasdaq Stock Market LLC|
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨
Securities Act registration statement or Regulation A offering statement file number to which this form relates: 333-251395
Securities to be registered pursuant to Section 12(g) of the Act:
Title of Class
|Item 1.||Description of Registrant’s Securities to be Registered.|
The description of the common stock, par value $0.001 per share, of Trinity Capital Inc. (the “Company”) to be registered hereby is contained in the section entitled “Description of Our Capital Stock” in the prospectus included in the Company’s Registration Statement on Form N-2, as initially filed with the Securities and Exchange Commission on December 16, 2020 (Registration No. 333-251395), including exhibits, and as may be subsequently amended from time to time, is hereby incorporated by reference herein.
Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Company are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
|Date: January 28, 2021||Trinity Capital Inc.|
|By:||/s/ Steven L. Brown|
|Name:||Steven L. Brown|
|Title:||Chief Executive Officer|